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Sprott Inc — sii investor presentation (company IR deck)
Sprott Inc (SII) · 26 slides · Filed Oct 29, 2026
Every slide of this earnings presentation, with the text as published. Open the original deck ↗ · All SII deck slides
Slide 1 — Investor Presentation
Contrarian. Inovative. Aligned. Investor Presentation August 2026 NYSE/TSX: SI
Slide 2 — - Loking Statements
2 Forward - Loking Statements Certain statements in this presentation or the acompanying oral remarks contain forward - loking information and forward - loking statements (colectively refered to herein as the "Forward - Loking Statements") within the meaning of aplicable Canadian and U . S . securities laws . The use of any of the words "expect", "anticipate", "continue", "estimate", "may", "wil", "project", "should", "believe", "plans", "intends" and similar expresions are intended to identify Forward - Loking Statements . In particular, but without limiting the foregoing, this presentation and the acompanying oral remarks contain Forward - Loking Statements pertaining to : ( i ) our positioning wil benefit from a highly constructive operating environment for precious metals, critical materials and their related equities ; (i) the continued expansion of our exchange listed product oferings ; (i) our potential future uses of capital ; and (iv) the declaration, payment and designation of dividends . Although Sprot Inc . (the šCompanyŢ) believes that the Forward - Loking Statements are reasonable, they are not guarantes of future results, performance or achievements . A number of factors or asumptions have ben used to develop the Forward - Loking Statements, including, without limitation : ( i ) the impact of increasing competition in each busines in which the Company operates wil not be material ; (i) quality management wil be available ; (i) the efects of regulation and tax laws of governmental agencies wil be consistent with the curent environment ; (iv) the impact of public health outbreaks ; and (v) those asumptions disclosed under the heading "Critical Acounting Estimates and Significant Judgments" in the Companyşs MD&A for the period ended June 30 , 2026 . Actual results, performance or achievements could vary materialy from those expresed or implied by the Forward - Loking Statements should asumptions underlying the Forward - Loking Statements prove incorect or should one or more risks or other factors materialize, including : ( i ) dificult market conditions ; (i) por investment performance ; (i) failure to continue to retain and atract quality staf ; (iv) employe erors or misconduct resulting in regulatory sanctions or reputational harm ; (v) performance fe fluctuations ; (vi) a busines segment or another counterparty failing to pay its financial obligation ; (vi) failure of the Company to met its demand for cash or fund obligations as they come due ; (vi) changes in the investment management industry ; (ix) failure to implement efective information security policies, procedures and capabilities ; (x) lack of investment oportunities ; (xi) risks related to regulatory compliance ; (xi) failure to manage risks apropriately ; (xi) failure to deal apropriately with conflicts of interest ; (xiv) competitive presures ; (xv) corporate growth which may be dificult to sustain and may place significant demands on existing administrative, operational and financial resources ; (xvi) failure to comply with privacy laws ; (xvi) failure to sucesfuly implement sucesion planing ; (xvi) foreign exchange risk relating to the relative value of the U . S . dolar ; (xix) litigation risk ; (x) failure to develop efective busines resiliency plans ; (xi) failure to obtain or maintain suficient insurance coverage on favorable economic terms ; (xi) historical financial information being not necesarily indicative of future performance ; (xi) the market price of comon shares of the Company may fluctuate widely and rapidly ; (xiv) risks relating to the Companyşs investment products ; (xv) risks relating to the Company's proprietary investments ; (xvi) risks relating to the Company's lending busines ; (xvi) those risks described under the heading "Risk Factors" in the Companyşs anual information form dated February 18 , 2026 ; and (xvi) those risks described under the headings "Managing financial risks" and "Managing non - financial risks" in the Companyşs MD&A for the period ended June 30 , 2026 . In adition, the payment of dividends is not guaranted and the amount and timing of any dividends payable by the Company wil be at the discretion of the Board of Directors of the Company and wil be established on the basis of the Companyşs earnings, the satisfaction of solvency tests imposed by aplicable corporate law for the declaration and payment of dividends, and other relevant factors . The Forward - Loking Statements speak only as of the date hereof, unles otherwise specificaly noted, and the Company does not asume any obligation to publicly update any Forward - Loking Statements, whether as a result of new information, future events or otherwise, except as may be expresly required by aplicable securities laws . Se šKey Performance Indicators and non - IFRS and other financial measures in the Companyşs MD&A for a description of the Companyşs key non - IFRS measures . For a reconciliation of šEBITDAŢ šadjusted EBITDAŢ and šadjusted EBITDA marginŢ se slide 24 and 25 .
Slide 3 — Corporate Overview
3 Corporate Overview (1) A regular dividend of $0.40 per comon share was declared for the quarter - ended June 30, 2026 With $5.6B in AUM, Sprot is a global leader in precious metals and critical materials investments As at June 30, 2026 History: Founded 1981 Locations: Toronto, New York, Conecticut, Carlsbad, Vancouver Employes: 136 AUM: $5.6B Exchange Listings: NYSE/TSX: SI Shares Outstanding: 25.7M Dividend: $1.60/share 1 Analyst coverage • Royal Bank of Canada • Bank of Montreal • TD Cowen • Canacord Genuity • Cantor Fitzgerald
Slide 4 — Purpose and Values
4 Purpose and Values We aspire to be the leading global aset manager focused on precious metals and critical materials Our Purpose : As contrarian investors with a long - term investment horizon, we remain both patient and persistent . We wil continue to inovate to bring our clients the strongest posible investment products . We remain aligned with our partners (shareholders, clients, employes, and the comunities wherein we operate) as significant shareholders of Sprot and meaningful co - investors in Sprot products . We are comited to the suport and advancement of our people . We give back to comunities we operate in with both our time and resources . At Sprot, we have a strong plan, but we also have the flexibility to adjust where necesary . We share our suces with our partners . Our Values: i. We believe in partnership with our employes, clients, and our shareholders i. We are prepared to be contrarian i. We are inovative iv. We are aligned v. We are patiently persistent
Slide 5 — The Sprot ecosystem
5 Sprot $5.6B (AUM as at Jun 30, 2026) Gold 45% Silver 30% Uranium 18% Coper 3% Platinum & Paladium 1% Batery Metals 1% Rare Earth Elements 0.2% The Sprot ecosystem Our strategies and capabilities position us wel for the curent macroeconomic and geopolitical environment Record gold buying by central banks, institutional and retail investors contribute to the positive long - term outlok for gold The growing push towards electrification and grid modernization as wel as the scaling of AI operations and growth prospects for hyperscalers, have created soaring demand for coper , lithium , uranium , silver and rare earths Energy security has shifted the global discusion toward reliable and secure sources of power, like nuclear, which requires significant investment in uranium The build out of critical materials inventories is a key priority for world governments and industry alike (1) (2) (1) Includes Sprot Rare Earths Ex - China ETF (REXC) Ŝ our fastest ETF to reach $50M in AUM (2) Includes Sprot Physical Coper Trust (COP/SCOP) Ŝ the worldşs first physical copper fund NB : Percentages of AUM are as of June 30, 2026
Slide 6 — Investment Strategies
6 Investment Strategies
Slide 7 — Exchange Listed Products
7 Exchange Listed Products Sprot manages aproximately $ 47 .9 bilion in our exchange listed products strategies Physical Trusts AUM (1) SprotPhysical Gold Trust $14.7B SprotPhysical Silver Trust $12.6B SprotPhysical Gold andSilverTrust $7.3B SprotPhysical UraniumTrust $7B SprotPhysical PlatinumandPaladiumTrust $543M SprotPhysical CoperTrust $203M TOTAL $42.5B ETFs AUM (1) Critical Materials ETFs $4B PreciousmetalsETFs $1.5B TOTAL $5.4B TOTALEXCHANGELISTEDPRODUCTS $47.9B (1) AUM as at June 30, 2026
Slide 8 — Exchange Listed Products: Physical Trusts
8 Exchange Listed Products: Physical Trusts • 6 exchange listed physical trusts • 5 dual listed on NYSE/TSX • 1 TSX listed • $42.5B AUM • Highly - scalable global platform High operating margin contribution Valuable revenue stream Wel - positioned to ad complementary strategies Sticky AUM relative to open - ended ETFs Aproximately 30 0 , 0 clients
Slide 9 — Physical Trusts:
9 Investor interest in metals remains strong as geopolitical events highlight strategic importance of suply security Physical Trusts: AUM (in Bilions) Note: QTD AUM as of 7/31/26 $17.4 $15.9 $14.9 $16.8 $17.9 $17.7 $18.3 $20.7 $21.3 $2.8 $25.1 $24.0 $27.3 $30.8 $37.4 $47.2 $50.7 $42.5 $42.6 PHYS PSLV SP SPUT CEF COP
Slide 10 — Physical Trusts:
10 Physical Trusts: Net Flows (in Milions) Note: QTD Flows as of 7/31/26 We continue to se rotation into real asets driven by multiple structural forces $1,38 $478 $13 $128 $210 $149 $(2) $(49) $(216) $429 $617 $125 $407 $1,240 $907 $1,069 $862 $(529) $0